Thanks to Jordan and Jason, and
especially to Chuck
Glad to be back and Proud to be a
part of this IWP Series of Lectures and Events
“Ideology”—A Word in
Search of a Meaning
The idea
for this talk came from a textbook that I recently reviewed for possible
adoption in my foreign policy course. The title of the text— Ideologies of American Foreign Policy,
by Callaghan, O’Connor, and Phythian— appealed to me because I thought it
focused on a subject of great importance—the influence of ideological thought
on public policy in general and on twentieth and twenty-first century foreign
policy in particular.[1] But when I read the first
chapter, “The question of ideology,” I was confused. The authors’ understanding
of political ideology was certainly not my understanding and was, quite
frankly, so indistinct and broad that I could not pin it down. I decided to
follow up the sources cited in the text, and the second part of this lecture
reflects my reading of those and other related sources.
I should
not have been surprised by the authors’ account, I suppose, because the word
“ideology” has been used to mean a lot of different things other than the
meaning that I am most familiar with. I was somewhat comforted in my confused
state when I opened one of the principal sources cited by the textbook authors,
Terry Eagleton’s Ideology, and found
his list of sixteen definitions of the term “ideology” that were “currently in
use.”[2] Karl Mannheim, one of the
most influential theorists of ideology, began his extended discussion of
ideology with the comment: “firstly, we have to disentangle all the different
shades of meaning which are blended . . . into a pseudo-unity.”[3] And sociologist Daniel Bell, author of the
1950s work The End of Ideology
remarked that the term was a word with “multivariate functions.”[4] I then decided it may be
useful, to me at least, to pick the major meanings out from the tangle and try
to make some sense of them.
In order to
dress up this sow’s ear of a lecture into something like a silk purse
presentation, I might claim that it is like one of Plato’s early aporetic dialogues: those frustrating
and irritating discussions about the true meaning of some significant and
much-used term like courage or piety only to end without a clear conclusion,
without a neat answer to the question of what the term means. That, I am afraid,
is what I will mostly give you today—a description the established traditions
of usages or meanings of the term “ideology” with some personal comments mixed
in. The meanings of “ideology” in the traditions are related, but not
identical, to one another. They are now so well established that it is too late
and futile to argue that one or the other meaning, or any meaning for that
matter, is the correct one. You may recall, however, that those early Platonic
dialogues were mercifully short.
If this
were a lecture in chemistry and I were explaining the correct definition of the
term “sodium chloride,” it would be a different story. Within the context of
the science of chemistry and its systematic or technical language, there is and
must be only one, universally acceptable and accepted definition of sodium
chloride or serious consequences will follow. Ambiguity is not permitted.
But for
terms in the less systematic science of politics and in common discourse
ambiguity cannot be eradicated. Many words are used as labels for very
different ideas. Those labels are well-established, alas!, and legitimate, as
much as I hate to admit it. Even in the confines of political science, the term
“ideology” has well-established but distinctly different meanings. It is too
late to lock the barn-door to prevent the theft of the label, but perhaps we
can turn on some of the barnyard lights and see the subject a little more
clearly.
All users
that I have come across agree that ideology is some form of “thought,” though
some would not limit it to just thought. When we discuss the nature of a type
of thought—ideology, philosophy, theory, doctrines, dogmas, belief systems,
worldviews, culture, public opinion, and so on—we immediately run into the
problem of language. All the terms I just mentioned are used so often and in so
many different ways that in examining them, analyzing or breaking them down,
and defining them, we find ourselves stumbling over our own feet, using as
tools vague and undefined terms in an effort to arrive at clear and distinct
ideas. And so it is in our effort to clarify the term “ideology.”[5]
Not only is
the term “ideology” used as a label for many different concepts, but the
theoretical or critical tools and ideas that we want to use to define and
distinguish the term—tools like philosophy, theory, myth—are also understood
today in many different ways, including as ideological themselves: these terms
have multiple meanings; they are labels for different concepts. We can only
follow the path of Plato in his early dialogues and hope that our discussion
leads in the end to greater clarity about our subject.
Preliminaries
From the
sources that I surveyed, I concluded that there are two main traditions of
usage or meaning of the term “ideology,” the first of which I label the
Epicurean or “Materialist” tradition and the second the “Apocalyptic” or
“Political Religion” tradition. Before considering those traditions, let me
begin with a couple of common usages. “Ideology” is often used simply as a
synonym of “philosophy.” This, it seems to me, was particularly common early in
the twentieth century. “Philosophy” denotes the search for truth and for truth
about the most fundamental aspects of life. “Ideology,” whether as a science or
study or as a set of ideas, does not search for truth about the permanent
things. I—and, as it turns out, a lot of students of this subject—for various
reasons wish this were not so, but until some video or podcast criticizing this
usage goes viral worldwide, I do not have much hope for a change in this usage.[6]
A second
usage is very similar to this first one but has a better pedigree and is used
with more discipline. Journalists and political scientists who study voting
behavior generally and legislative voting behavior in particular use the term
“ideological” to differentiate a certain type of voting behavior from other
common types. Thus, an “ideological” vote is distinguished from a party vote,
one reflecting the wishes of one’s party, and from a constituent vote, one
reflecting the perceived wishes of one’s constituents. The late political
scientist James Q. Wilson defined “political ideology” as “a coherent and
consistent set of beliefs about who ought to rule, what principles rulers ought
to obey, and what policies rulers ought to pursue.”[7] This concept of ideology is
usually identified with the emergence of the liberal and conservative political
movements in the United States in the mid-twentieth century. An “ideological”
vote, then, was one rooted in these two “ideologies”—liberalism or conservatism—and
not in the cues from party leaders or the material interests of constituents.
Though railing for years against this usage of the term “ideology,” I have
reluctantly come to accept that, narrowly employed, it is a useful definition for distinguishing one
type of voting from another. It left the barn.
The Epicurean or Materialist Tradition
We come
then to the first major tradition, the Materialist Tradition, a complex of
ideas stemming from the very term “ideology” and its origins. It is the
tradition embraced by the authors of the foreign policy textbook that I
mentioned a moment ago, and it must be accorded “pride of place” in the history
and usage of the term. The tradition today is identified with the Frankfurt
School of social theory and is represented in Europe and the United States by a
number of influential social, literary, and political theorists, two of whom—Terry
Eagleton and Michael Freeden—are prominently cited in
the Callaghan foreign policy textbook. It also rests largely on the
contributions of Marxists, both orthodox and unorthodox, from the late 19th
century to the present.
In
proceeding through the twists and turns of this 225-year history, I want to
make four stops: the first with the founder of ideology, Destutt
de Tracy; the second with Karl Marx; the third with Karl Mannheim; and the
fourth with the aforementioned Terry Eagleton and Michael Freeden.
De Tracy
The origin
of the term “ideology” can be determined with great accuracy, and the story is
often retold, probably because it is easy to tell since the term is only 225
years old. The term “ideology” was coined by the French intellectual Destutt de Tracy and first publicly pronounced by him in a
lecture in April of 1796.[8] It emerged from the
epicurean intellectual environment of the Lockean Enlightenment and its
materialist ontology, which was prominent among French intellectuals in the
late 18th century.
“Ontology,”
the core of metaphysics, is the study of “the order of being,” the study of the
fundamental structure of reality. For these materialist thinkers, reality
consists entirely of physical matter in motion. Our thoughts, ideas, and
therefore all knowledge, which are perhaps not physical things, must be
products of our bodily sensations: ultimately they must be the direct results
of physical causation. (Hence, the terms “sensationalism” or “sensualism” are
often applied to this theory of knowledge or epistemology.) The formation of
ideas and thoughts, therefore, is in principle subject to observation or
science, and it was precisely this empirical science that Tracy proposed as ideologie. The
premise of this “science”—that ideas must be understood as the product of
physical or environmental causes—is still the fundamental assumption of this
tradition. With the ontological assumption that only the material is real
went the scientific method of analysis:
breaking each idea down into its clear, distinct, observable component parts.
And what better subject matter to analyze was there than the fuzzy ideas of
religion and of the existing French and European culture that was rooted in
medieval mystery and superstition.
Emmet
Kennedy points out that in coining the term and introducing the new science,
Tracy and his compatriots did not intend it to be a disinterested discipline;
they had an agenda. They intended it to be a useful tool for a broad
philosophical and political program that included (1) making ideology rather
than religion the foundation of morals, (2) replacing ontology or classical
metaphysics with this science of ideas, and (3) establishing a liberal,
secular, republican government in France. Though once a supporter of the
“ideology” project, Napoleon quickly changed his mind after taking power and
uttered his famous criticisms of these “ideologues.” The pejorative sense thus
acquired by the term “ideology” taints it to this day. (Napoleon was not alone
in his sentiments. Our own John Adams called ideology “the science of idiocy.”
Jefferson, of course, defended it.)
Indeed,
within a few years of its appearance in 1796, the commonly recognized meaning
of the term had morphed from a science or study of ideas to a particular set of
ideas to be studied: from verb to noun; from an empirical science to an
empirical phenomenon, itself to be studied.[9] In Kennedy’s words:
“’Ideology’ was, in the minds of its founders, more than the Greek
translation of ‘science of ideas.’ It was a
political and social ideology as well.”[10]
The term continued to be applied to
the liberal republicans in Tracy’s circle, who were sometimes “in power” and
sometimes in opposition over the next half century, but “ideology” also came to
be applied to rival political factions who rested their agendas on abstract
ideas.
Marx
When Marx
began writing in the 1840s, “ideology” was still often associated with the
liberal, or perhaps we may say “market,” republicans. Indeed, Emmet Kennedy
points out that Marx learned of the term directly from reading Tracy’s treatise
on liberal economics. But, according to Daniel Bell, in Marx’s thought the
meaning of the term underwent some “curiously different transmutations.” Marx
like Napoleon identified “ideology” with mistaken ideas and with mistaken
philosophy. In his early work The German
Ideology, in which he went after the Young Hegelians who were influential
among the German intelligentsia of the time, Marx said, “There is no specific
difference between German idealism and the ideology of all the other nations.”[11]
His point
here is that ideology or idealism is fundamentally wrong because it puts the
cart before the horse: the eternal truths and ideas that the dominant political
groups in societies rely upon to legitimize their regimes are actually created
by those very groups and imposed upon the rest of society in order to secure
the elites’ authority. These dominant ideas, standards, and ideals are
fashioned by the elites to serve their own interests. They are not objectively
“true.” They are permeated with self-delusion and self-interested lies and
deceit.[12] Reality, understood as
material reality, is according to Marx the true basis of ideas, not vice versa.
These
abstract principles duplicitously reflect the real, material interests of the
dominant political class, which is also the dominant economic class in Marx’s
scenario. As such, the ideas and principles need to be debunked, analyzed, or
“unmasked” in order to get at the truth. (This function of unmasking Karl
Mannheim later picked up in his conception of ideology.) Though Marx never used
the term “false consciousness,” and only one instance of that term can be
attributed to his collaborator Friedrich Engels, the term “false consciousness”
has been adopted by many Marxist and non-Marxist sociologists in this setting.
The attitudes and beliefs—the “consciousness”—that has been instilled into most
members of society is not objectively true; it is not what it seems. It must be
unmasked in order to understand the true material interests beneath it. Marx’s use of the term “ideology” to refer to
the ideas that the dominant political group promulgates in order to legitimize
its rule is still one of the primary functions of the term in Marxist
literature.
If Marx’s
view of ideology was so negative and so limited to the false ideas of the
elites in power, then how is it that Marxist thinkers have been the principal
caretakers and nurturers—the “proprietors” we might say—of the idea of
“ideology” in the years after Marx? To understand that, I believe we must look
to another Marxist idea presented in the Manifesto.
Marx
famously said:
Your very ideas are but an outgrowth of the conditions of your bourgeois
production and property, just as your jurisprudence is but the will of your
class made into a law for all.
And, a few pages on:
Does it require deep intuition to comprehend that man’s ideas, views, and
conceptions, in one word, man’s consciousness, changes with every change in the
conditions of his material existence, in his social relations, and in his
social life.[13]
Marx did
not identify this totality of consciousness with “ideology” here or elsewhere
in his writings, but the association is obvious. Here is explicitly stated the
epicurean or materialist theory of the physical or material causes of ideas.
Marx here
goes beyond classical epicurean ontology, however. In orthodox materialist
fashion, Marx certainly identified the causes of ideas as our physical
environment, but he identifies the causes specifically with the prevailing
economic conditions—the dominant mode of production. The emphasis upon the
economic causes was part of his larger conception of dynamic or “historical”
materialism.
Marx projected a narrative onto all
human history. Our physical environment—the cosmos—is not a static order, it is
dynamic. It is “teleological;” that is, it is headed in a particular direction,
and the engine of this movement is the evolving mode of production necessary to
human life. He termed this engine at one point the “economic base” of society.
And in any society, he said, the masters and representatives of the dominant
economic class will acquire political power and project their ideas based on
economic self-interest onto the rest of society. The economic-political elites
establish what Gramsci later termed a cultural hegemony—an “ideological
superstructure”—that rests on the economic self-interests of the dominant
class. The problem is that the economic system that is the foundation of our
ideas at any one time is constantly in the process of necessary change and
evolution toward its final—socialist—destination.
In this
economically-based society, the roles people play in society, which is
necessarily out of step with the economic laws of history, are what Marx refers
to as “character masks.”[14] The object of studying
ideology for Marxists was the “unmasking” of the false ideas which actually
disguise the true economic interests beneath.
Mannheim
This
Marxist conception of ideological disguises and the need for unmasking to get
to the truth is fundamental to the classic work Ideology and Utopia by Karl Mannheim in 1929. By this time a number
of Marxists had come to doubt the primacy of economics in the formation of
people’s thoughts and ideas and to doubt Marx’s economic “laws of history” as
well, but continued to identify themselves with Marxism and to explore the
issues raised by the materialist conception of the origin of all consciousness.[15] [Benito Mussolini broke with organized
Marxism on the very issue of the primacy of economics as determiner of human
consciousness.[16]]
But Mannheim has arguably been the most influential voice in this stage of the
development of the materialist tradition.
Mannheim, a
sociologist famous for his concept of the sociology of knowledge, began his
intellectual life as a Marxist and contributed a number of key concepts to this
tradition of ideology. His most significant contribution, perhaps, was his
rejection of economic class as the fundamental and necessary driver of
consciousness. Mannheim identified the origins of our consciousness with “all historical and social environments.”[17]
Mannheim
also followed the logic of the materialist conceptions of reality—and of man as
a non-exceptional part of physical reality—to argue that not only our
consciousness—our conscious thoughts and ideas—are products of our environment
but also our unconscious motivations
for those thoughts, feelings, urges, and ideas—our “unconscious-ness,” if I may
call it that—is historically and socially determined. All of this is subject to
empirical observation and thus to scientific investigation. “The emergence,” he
says, “of the problem of the multiplicity of thought-styles which have appeared
in the course of scientific development and the perceptibility of
collective-unconscious motives hitherto hidden, is only one aspect of the .
. . intellectual restiveness which characterizes our age.”[18] From here it is but a
short step to identifying ideology with non-verbal behavior as well, as Michael
Freeden does in his concepts of “thought practice”
and “political thought behavior.[19]
With this
assertion of the environmental determination of our conscious and unconscious
lives, an idea implicit in Marx’s Manifesto
statements on consciousness became explicit: ideology is coextensive with and
impossible to distinguish from all human culture.[20] The study of all conscious
actions, including the identification of the unconscious motivations of our
actions, is sociology and the sociology of knowledge in particular.
Mannheim
distinguishes between partial or particular ideologies, which reflect the
self-interests of discrete, self-conscious groups, and total ideologies, which
constitute the worldview of whole societies or large segments of society.
Partial ideologies, which are formulated to defend and advance the agendas of
interest groups within society contain conscious lies and unconscious
self-delusions. These are the ideas and arguments that must be “unmasked,” as
Marx explained. The unmasking falls within the science of psychology.
Total
ideologies, which legitimize a whole culture, contain fewer conscious,
calculated lies and more unconscious self-deception and delusion. They are not
simply the aggregate of all the individual and partial ideologies but
constitute an independent system or structure. They cover all of the ground
once covered by religions. They are too broad for simple unmasking. They can
only be subject to philosophical skepticism and replacement, but Mannheim did
not deny that objective or truthful critiques of total ideologies are possible.
Though
Mannheim distinguishes between ideologies and utopias, “utopias” can be best
understood as a third form of ideology adduced by Mannheim. They are total
ideologies that are total ideologies that provide ideal, desirable alternatives
to presently existing cultures.]
As Michael Freeden remarks, “Mannheim implicitly resurrected the
agenda of Destutt de Tracy that Marx and Engels had
largely ignored.” Ideology was an empirical science and was central to the
science of sociology. Mannheim set the stage for the contemporary discussions
of “ideology” that I surveyed.
Eagleton and Freeden
I turn
finally to two contemporary students of ideology, the Marxist literary theorist
Terry Eagleton and the philosopher Michael Freeden,
both prominently cited in the foreign policy textbook as authorities on the
subject.
Taking a
look at Eagleton’s book first, his study is helpful for someone looking into
this materialist tradition of ideology for the first time. His book is a witty
and frequently humorous intellectual history of ideology with chapters entitled
“From Lukacs to Gramsci” and “From Adorno to Bourdieu.” His purpose, in the
chapter entitled “What is Ideology?” was precisely my own. As I mentioned
earlier, he begins by listing sixteen “definitions of ideology currently in
circulation.”[21]
His goal? To find a “useful” definition. As it were, after a mighty struggle
that made me think of someone trying to move about in a very small room in
which everything is covered with a very sticky coating, or perhaps someone
caught in a spider’s web, he finds six.[22] The stickiness comes from
his every attempt to find a distinctive use for the term: the critical or
analytical terms that he uses to approach ideological phenomena are themselves
ideological products; the “interests” that many, including Marx, think are
behind the disguises are also deemed to be ideological constructions by other
theorists. Ideology seems to have a claim on all human thought.
In the
course of his survey, he rejects the definition that all thought and action is
ideological because if everything is ideological, then what does it mean to be
non-ideological? To explain everything as ideological is to explain nothing. A
selection or selections must be made.
Eagleton
concludes that in studying ideologies, “we are dealing less with some essence
of ideology than with an overlapping network of ‘family resemblances’ between
different styles of signification.”[23] He ultimately settles on
two meanings or usages, both of which relate “belief systems” to political
power—one “refers to the ways which many signs, meanings and values help to
reproduce a dominant social power” (shades of Marx’s definition) and the other denotes significant “conjuncture[s] between
discourse and political interests.”[24]
Eagleton
also addresses the problem of objective truth that is entailed by understanding
of ideology as false consciousness: if all thought subject to ideological
distortion, how can we affirm anything, even our analysis of “ideological”
thought, as “true.” His response, an affirmation of what he calls the “moderate
rationality of human beings[:] we . . . have some capacity for making sense of
our world in a moderately cogent way.” Or else, we’d all be dead.
As a
literary critic, his discussion often focusses on language and its use in
fighting to obtain power or to defend against the power of others. This also is
one of the major factors in Michael Freeden’s theory
of ideology.]
Where
Eagleton seems to be a customer looking for a useful tool, Michael Freeden is a recognized theorist of ideology. His major
work is a possibly comprehensible treatise entitled Ideologies and Political Theory: A Conceptual Approach, which runs
to almost six hundred pages of the densest prose I have attempted since Hegel’s
Phenomenology, and with about the
same success. Unsurprisingly, I found his book Ideology: A Very Short Introduction much more helpful. In it he
places the theory of ideology in the contemporary, European intellectual world
and stirs post-Marxism, post-structuralism, and post-modernism, as well as
political ideologies, non-political ideologies, and identity politics into the
mix. The principal contributors to the tradition that Freeden
identifies are Marx, Mannheim, Louis Althusser, and Antonio Gramsci.
Where
Eagleton perused the alternatives and reasoned his way to a selection of useful
concepts of “ideology,” Michael Freeden constructs an
elaborate theory of “ideology” that does not seem to exclude any contribution.
He contributes a substantial glossary of analytic terms such as
macro-ideologies, micro-ideologies, thin ideologies, the “four Ps”—proximity,
priority, permeability, and proportionality—decontestation,
deconstruction, encoding and decoding ideological signs, and discourse
analysis. Freeden condensed his six hundred page into
one hundred; to attempt to reduce it to a couple of paragraphs in this lecture
is frankly beyond me.
Nevertheless,
we can summarize his understanding in his own words as “a set of ideas,
beliefs, opinions, and values that (a) exhibit a recurring pattern, (2) are
held by significant groups, (3) compete over providing and controlling plans
for public policy, and (4) do so with the aim of justifying, contesting or
changing the social and political arrangements and processes of a political
community;” it “is a wide-ranging structural arrangement that attributes
meaning to a range of mutually defining political concepts” and symbols; and
that “compete over the control of political language as well as competing over
plans for public policy,” and he adds the competition over the control of
political language is primary.” The expression of the ideas, beliefs, and
values is both verbal and behavioral, as I mentioned above.[25]
In Sum
What I
think we can take away from this tradition, without being at all snarky or
cynical is captured very well by Terry Eagleton:
The term ideology has a wide range of historical meanings, all the way
from the unworkably broad sense of the social determination of thought to the
suspiciously narrow idea of the deployment of false ideas in the direct
interests of the ruling class.[26]
The
Epicurean-materialist premise that our conscious thoughts and unconscious
motivations are all products of our environment and that the causal
relationships between the sources and the human results can be scientifically
studied and understood certainly leads to an immense and ‘unworkably broad’
subject matter that exceeds human efforts. To find that the term “ideology” has
been applied by different students to different aspects of the whole range of
human thought and action is not surprising. To find a particular unambiguous
usage acceptable to all would be surprising, given the impossibly broad range
of relevant data. Yet the workers in this tradition continue to try to do just
that. Hence, the title of this lecture: a word in search of a meaning, or I
should say, a word in search of a unique, technical, and thereby useful,
meaning.
My radical
misgivings aside, we may draw a few conclusions. There does seem to be a
tendency to identify ideologies with beliefs that are actually held by groups
of people rather than with ideas or theories that may have no present
followers. Ideology is properly a social science focused on people with
beliefs, not a philosophical inquiry into ultimate truths. Second, though
ideologies can be either political or not, there seems to be a tendency to
identify ideologies with groups who are contesting for political power.
Mannheim explicitly states this; Freeden argues that
ideologies should be deemed relevant to politics, thus implying that in the
twenty-first century ideology is being increasingly understood as not
necessarily political. Third, in the two authors Eagleton and Freeden and in many they cite, language is the weapon of
political warfare these days.
The Political Religion Tradition
The second
major tradition, and the one that I have adhered to since grad school, applies
the term “ideology” primarily, if not exclusively, to one set of ideologies
recognized by both Terry Eagleton and Michael Freeden.
(Freeden refers to them as the “repulsive”
ideologies;” Eagleton as “oppositional.”) It is well-described by Richard
Watkins. Ideologies, Watkins says, are “sets of ideas involving visionary and
grandiose schemes of social change.”
Watkins
reflects his awareness of the ongoing debate over the meaning of ideology in
the Materialist Tradition that I have just described in his 1964 book The Age of Ideology, but he chooses to
use the term in a more limited, yet ironically more familiar, sense:
In this book we do not pursue this lively intellectual debate over the
nature and function of ideology. We use the term in its most common [c. 1964]
colloquial sense as a set of ideas involving visionary and grandiose schemes of
social change.[27]
Though I have tried to find a clear
origin of this narrower usage of the term in the mid-twentieth century, I have
not been able to pin it down.
Daniel Bell
may offer an explanation of this usage in his book The End of Ideology, first published a few years before Watkins’s Age of Ideology. Bell identifies his own
use of the term with Mannheim’s “total conception” of ideology:
[A]n all-inclusive system of comprehensive reality, . . . a set of
beliefs, infused with passion . . . [that] seeks to transform the whole of a
way of life. . . . Ideology, in this sense, and in the sense that we use it
here, is a secular religion.[28]
Bell
specifically identifies period from the 1930s to the 1950s as the era in which
ideology flourished only to come to an end in the 1950s. In defending his
application of the term mostly to left-wing theories, he says,
While there are “ideologies” of the “right” as well as of the “left”—as
there are now “ideologies” of economic development—one’s historical contexts
defines one’s usage; and the word ideology
was a product of the “left” and gained a distinctive resonance in that context.[29]
The two
prototypical ideologies for Bell and Watkins, of course, were Nazism and
Marxism. Both movements were grounded on cosmic scenarios projected upon the
world that take in all of human history—past, present, and future. Both reduced
the causes of all human history and human action scientistically
to a single factor, economic or biological, and both laid out a path to the
future, which, with a bit of revolutionary human help, was imminently possible,
if not inevitable. The future for both ideologies was envisioned as utopian:
wonderful and free of the evils of the present; the future would be different
from the present not just because it was better but because it was perfect.
This future would continue until the end of time or, at least, for an unimaginably
long time, say a thousand years, depending on whether one’s conception of
history was linear like Marx’s or cyclical like Hitler’s. There were forces
opposing the revolution—it would be a struggle—but victory over the opponents
was in the cards—the revolution would succeed if everyone did what was
necessary to achieve this perfect human order.
To those of
us of the West and the Abrahamic religious tradition, this picture of the
future clearly suggested the promised “heaven on earth” or, more particularly,
the thousand-year reign of Christ and the saints and martyrs after Satan has
been cast into the abyss: the original Millennium of chapter 20 in the Book of Revelation, which is also known,
of course, by its alternative title, the Book
of the Apocalypse. It is no wonder that these twentieth-century political
movements were analyzed in religious terms that seemed particularly fitting to
the subject. The future was visionary or apocalyptic,
despite the claims of scientific proof; the future continued to the end of
time—it was an eschatological vision;
or it lasted a thousand years, literally a millennium—it was millenarian (or
chiliastic if you prefer the Greek word for 1,000). As Bell put it, these
movements were “secular religions.” Or as the psychoanalyst and prolific author
Eric Fromm wrote in his sympathetic introduction to Marx’s early writings,
“Marx’s aim, socialism, based on his theory of man, is essentially prophetic
Messianism in the language of the nineteenth century.”[30]
The
idea that ideologies may be likened to religions was not original with Bell or
Fromm. In the 1930s, the American historian Carl Becker cited the work of
Alexis de Tocqueville for this insight. In 1856, De Tocqueville said of that
other great ideological revolution, the Jacobin phase of the French Revolution:
“In all of the annals of recorded history we find no mention of any political revolution that took this
form: its only parallel is to be found in certain religious revolutions. . . . [T]he French Revolution, though
ostensibly political in origin, functioned on the lines, and assumed many of
the aspects, of a religious revolution.”[31]
Becker
applied de Tocqueville’s insight to his own attempt to understand the Bolshevik
Revolution, which had taken place a dozen years before his1932 book The Heavenly City of the Eighteenth Century
Philosophers: “And now, in our day, the first act in the social revolution,
accompanied and sustained by the communist faith, has just been staged in
Russia.”[32]
Becker continues:
The Russian is most of all like the French Revolution in this, that its
leaders, having received the tablets of eternal law, regard the ‘revolution’
not merely as an instrument of political and social reform but much more as the
realization of a philosophy of life which being universally valid because it is
in harmony with science and history must prevail. For this reason the Russian
Revolution like the French Revolution has its dogmas, its ceremonial, its
saints.”[33]
A few years after Becker’s book,
Eric Voegelin wrote a book entitled The
Political Religions, a thinly veiled critique of the Nazi Revolution during
his own time.
I must
acknowledge here also what is perhaps the most influential work by a twentieth
century historian and required reading for any student of ideology in this
second tradition of political religion: Norman Cohn’s Pursuit of the Millennium,
first published in 1957. Cohn describes the “revolutionary millennialism” of
the Middle Ages and chronicles the “revolutionary millenarians and mystical
anarchists” from the eighth to the sixteenth centuries.[34] Cohn traces the structure and the course of
development of many revolutionary chiliastic movements, and in his final
edition explicitly relates it to the Nazi and Marxist revolutions of his day.
Cohn concludes that “the parallels and indeed the continuity are
incontestable.”[35]
Daniel
Bell argues—persuasively, I think—that the rise of political ideologies as
secular religions owes its development to the broad loss of faith in the
nineteenth century. Bell compared ideology and philosophy and their focus on
ideas. Philosophy, he argues, seeks to eliminate passion from the rational
comprehension of ideas; ideology is essentially the active, the passionate,
application of ideas, or, flipping the figure, the channeling of emotion
through ideas. Contrasted to religion, which also essentially channels
“emotional energy,” ideology channels the energy into the politics of this
world. Religion channels it away from earthly concerns “onto the litany, the
liturgy, the sacraments, the edifices, the arts.” Religion, according to Bell,
also provided a way to cope with death and the fear of death, which ideology
does not.
It may well be that with the decline in religious faith in the last century and more, this fear of death as total
annihilation, unconsciously expressed, has probably increased. One may
hypothesize, in fact, that here is a cause for the breakthrough of the
irrational, which is such a marked feature of the changed moral temper of our
time. Fanaticism, violence, and cruelty are not, of course, unique in human
history. But there was a time when such frenzies and mass emotions could be
displaced, symbolized, drained away, and dispersed through religious devotion
and practice. Now there is only this life, and the assertion of self becomes
possible—for some even necessary—in the domination over others.[36]
Referring to the catastrophic
events occurring between 1930 and 1950 in Europe, he says:
For the radical intellectual who had articulated the revolutionary
impulses of the past century and a half, all this has meant an end to
chiliastic hopes, to millenarianism, to apocalyptic thinking—and to ideology.[37]
The essential characteristics of ideologies in this tradition, we might
call it, vary slightly from author to author, but we may take Watkins’s concept
as a good place to start. He introduces his study of a broad array
of political ideologies by identifying five distinctive characteristics of
ideology:
1. political ideologies
have been based on the revolutionary conviction that life here on earth is
capable of being perfected by human knowledge and action;
2. ideologies
self-consciously evoke “the people” as the ultimate beneficiary of progress and
ideological victory;
3. the goals to which
modern ideologies address themselves are typically utopian and apocalyptic;
4. ideologists
habitually think in the simplified terms of a struggle between “us” and “them,”
friend and enemy;
5. until the end of the
nineteenth century, and to some extent even now, successful ideological
movements have derived much of their strength from the extreme optimism of
their views regarding human progress.
Norman
Cohn’s conception of the vision of salvation that guided the medieval
revolutionary millenarians is compatible with Watkins’s. Cohn found that millenarian sects and movements always picture salvation as:
1. collective, in the sense that it is to be
enjoyed by the faithful as a collectivity;
2. terrestrial (or immanent), in the sense
that it is to be realized on this earth and not in some other-worldly
(transcendent) heaven;
3. imminent, in the sense that it is to come
both soon and suddenly;
4. total, in the sense that it is utterly to
transform life on earth, so that the new dispensation will be no mere
improvement on the present but perfection itself;
5. miraculous, in the sense that it is to be
accomplished by, or with the help of, supernatural agencies.
Eliminating
the faith in universal progress that animated so much of the nineteenth century
reformers and revolutionaries, and the miraculous intervention that the secular
turn of the nineteenth century made unnecessary or non-existent, the central
idea of a revolutionary struggle in order to establish an earthly paradise or
utopia—or to immanentize the eschaton—is common to both.
The
religious or Abrahamic template which seems so relevant here also explains in
part the totalitarian goal—the perfect ordering of all of life including our
thoughts and words, what we do and what we don’t do—aspired to by Marxist
communism and by national socialism, and indeed by Mussolini’s fascism.
Departure from the perfect political order is treated as sin—by our thoughts
and our deeds, by what we have done or failed to do—which is broader that our
conception of mere criminal behavior and remarkably similar to the broad
conception of ideology that we described a few minutes ago.
The
antinomianism or rejection of all authority—ethical, legal, and political—that
follows from the total rejection of existing social and political order is a
direct parallel to the religious antinomianism of ancient Gnosticism. But the
revolutionary optimism of proponents of these ideologies is not. Rather, the
faith that men can act as gods, changing and renovating reality—the basic order
of being—is characteristic of the esoteric or Hermetistic
tradition, in which ultimate faith and confidence for salvation from this
terrible hell on earth is also placed in a certain gnosis or key to reality.
Conclusions
What are
the main contrasts that we can draw the previous conception or tradition of
ideology? First, in the study of political ideologies conducted within this
latter tradition, the term “ideology” is not really necessary. The analysis of
the French, Russian, and German revolutions is not enhanced by any recognizable
concept of ideology. “Political religion” seemed to work for de Tocqueville and
Becker quite nicely. Students of these phenomena are not interested in finding
a proper use for the term; they are concerned with finding the essential and
secondary characteristics of the ideas and the movements that implement the
ideas.
In their
discussions of this subject matter, neither Eric Voegelin nor Gerhart Niemeyer
characterized it consistently as “ideology.” Voegelin, of course, used the term
“political religion” in his early book and later referred to this mode of
thought as doxa (opinion) and
Gnosticism.[38]
Niemeyer
used the term “total critique of society,” arguing that such comprehensive
condemnations of existing cultures take two forms: an “axiological critique”
based on an “underlying ‘natural’ order of human existence which is hidden and
buried under the existing ‘false’ order of politics;” and a “teleological
critique,” which views the present from the perspective of an imaginary future
or “telos of value.”
This brings
us to a significant distinction between the materialist, Marxist conception and
the colloquial, political religion conception of ideology. For the
materialists, the general understanding of ideology is sociological. As Freeden says, insofar as it focuses on ideas, the ideas are
maintained by people as beliefs. They animate and motivate human action. For
those in the Political Religion tradition, it is the ideas themselves that is
the essence of ideology: the study of ideology is philosophical. A forgotten
manuscript long forgotten by everyone may indeed contain a political ideology
because of the argument it presents, just as it may present a non-ideological
philosophy or some other argument or narrative entirely. Ideology is generally
understood as deformation of philosophy or theory, whether or not anyone
believes it at any given time.
As a
pretense of philosophy, an ideological set of ideas can be evaluated on the
basis of the soundness of its concepts and the aptness of its symbols. It can
be determined to be true or false. Voegelin argues that ideologies all ignore
one of the four components of reality—the natural, the individual, the social,
and the divine—and substitute an imaginary idea for the component ignored.
Philosophy assumes that true reality can be apprehended by the human mind; much
contemporary ideology does not.[39]
This is not
to say that the latter school of thought ignores political movements of
ideological believers. Voegelin wrote about “gnostic mass movements,” but the
significance of these movements is found in the ideas, millenarian or gnostic,
that the members believe in. Norman Cohn, of course, focused on revolutionary
movements of people motivated by millenarian, gnostic, and anarchistic beliefs.
One other
contemporary scholar and student of fascism, Marxism, and totalitarianism, A.
James Gregor, argues for a broad, sociological conception of ideology that
includes, as one essential component, a central myth or narrative.
When we
focus on political ideologies as coherent arguments or theories that can and
must be theoretically evaluated, we must have recourse to the basic conceptions
of philosophy and political theory in particular: [empirical verifiability]
ontology, cosmology, anthropology.
So what is “ideology”? Does ideology
describe some particular discrete aspect of reality; is it an empirical
science? Or, if there is no reality other than thought, human consciousness
(and unconsciousness), does it describe some unique type of thought or
consciousness? Does the term generally serve some useful purpose?
After my review of the sources I have
just discussed, my answer is “no,” there is no aspect of reality that
particularly requires the label “ideology” to enhance the focus or study of
something real. I agree with Eagleton: “ideology” today, in the absence of
carefully stipulated definitions, describes too much to be a useful concept. It
does not advance understanding to say that all thought—and action—is
“ideological. But we have seen that those narrower useful concepts tend to be
swallowed by the “lively intellectual debate,” as Watkins describes it, and do
not survive as distinct, general concepts.
The subject matter that the term is
intended to label has often already been identified with another, more lasting
label. This is my principal objection to using the term as a synonym for
“philosophy” or “theory.” Both of those terms identify real types of human
thought and action, though the love and pursuit of wisdom or the critical
clarification of social and political symbols is not quickly and easily
explained. The lasting and useful definitions of philosophy, metaphysics,
epistemology, theory, and theology, to name a few, can certainly not be found
in a dictionary—even an online dictionary. But usefulness and precision, in
this regard, are complements, if not the same thing, and it is always a good
thing to know precisely what you are talking or thinking about.
Or the subject matter itself does not
really exist: it is a product of a particular theoretical perspective that
rests neither on sound concepts or empirically verifiable facts.
For my own part, I will continue to use the term
primarily to refer to the repulsive, oppositional revolutionary political and
cultural movements of the past century and of the present, but I aim to be more
hesitant in throwing the term around.
Lecture given at the Institute of World
Politics, Washington, D.C., 2020.
[1] John Callaghan, Brendon O’Connor, and Mark Phythion, Ideologies of American Foreign Policy (New York: Routledge, 2019). Cp. Thomas A Bailey, The Man in the Street: The Impact of American Public Opinion on Foreign Policy (New York: Macmillan, 1948), cited in Walter McDougall Promised Land, Crusader State (Boston: Houghton Mifflin, 1997).
[2] Terry Eagleton, Ideology: An Introduction (London: Verso, 1991), 1.
[3] Karl Mannheim, Ideology and Utopia (New York: Harcourt, Brace, and World, 1936), 55.
[4] Daniel Bell, The End of Ideology, rev. ed. (New York: Collier Books, 1962), 394.
[5] See Eric Voegelin, The New Science of Politics (Chicago: University of Chicago Press, 1952, 1987), chapter 1, especially pp. 27-31.
[6] See Richard H. Cox, Ideology, Politics, and Political Theory (Belmont, CA: Wadsworth, 1969), 43.
[7] James Q Wilson, American Government, Brief Edition (Lexington, MA: D.C. Heath, 1987), 83.
[8] I
have particularly relied here upon Emmet Kennedy’s article in the Journal of the History of Ideas:
“’Ideology’ from Destutt De Tracy to Marx,” Journal
of the History of Ideas 40, no. 3 (July 1979): 353-368. See also Cox, supra.
[9] Cp. Terry Eagleton’s similar observation in Ideology, 63-64.
[10] Ibid., 358. Compare Hobbes’s discussion in chapter 14 of Leviathan where he begins by referring to “the right of nature . . . [as] the liberty each man has to use his own power, as he will himself,” but soon remarks that because of the universal war of everyone against everyone, it follows that “every man has a right to everything.” Or “philosophy”: from a life lived in love of wisdom to the wisdom itself.
[11] The German Ideology (Moscow: Progressive Publishers, 1976), 30. This passage, which was originally part of Marx’s written manuscript but was crossed out, continues: “The latter too regards the world as dominated by ideas, ideas and concepts as the determining principles, and certain notions as the mystery of the material world accessible to the philosophers.” Cox points to this identification of a philosophy with ideology as the foreshadowing of the similar practice today.” Cox, 43.
[12] Napoleon and Burke also condemned such deductive reasoning from abstract principles to political policies, which they independently referred to as “metaphysical.”
[13] The Communist Manifesto New York: Pathfinder Press, 1987, 2008), 52, 55. The section on proletarians and communists.
[14] Cp. The Eighteenth Brumaire of Louis Bonaparte (1852), chapters 1, 4, 5 (“unmasking”).
[15] Marx affirmed these “natural laws of capitalist production . . . working with iron necessity towards inevitable results.” Quoted from Das Capital by Roger S. Gottlieb in An Anthology of Western Marxism, ed. Roger S. Gottlieb (New York: Oxford University Press, 1989), 5.
[16] To whom could be added the Marxists Karl Korsch, Georg Lukacs, Max Horkheimer, Theodor Adorno, Louis Althusser, Herbert Marcuse, and others.
[17] Michael Freeden, Ideology: A Very Short Introduction (New York: Oxford University Press, 2003), 12.
[18] Mannheim, 33.
[19] Freeden, 21, 124.
[20] Clifford Geertz, “Ideology as a Cultural System,” in Ideology and Discontent, ed. David E. Apter (New York: The Free Press, 1964), 47-76).
[21] Eagleton, 1.
[22] He lists “in a progressive sharpening of focus”:
1. “the general material process of ideas, beliefs, and values in social life”;
2. “the ideas and beliefs (whether true or false) which symbolize the conditions and life experiences of a specific, socially significant group or class”;
3. “the promotion and legitimation of the interests of such social groups in the face of opposing interests”;
4. the promotion and legitimation of the interests of a dominant social power;
5. “ideas and beliefs which help to legitimate the interests of a ruling group or class specifically by distortions and dissimulation”; and,
6. “false and deceptive beliefs . . . as arising not from the interests of the dominant class but from the material structure of society as a whole.”
[23] Eagleton, 222.
[24] Ibid., 221.
[25] Freeden, 21, 32, 51, 52, 54, 55, 124.
[26] Ibid.
[27] Watkins and Kramnick, 2. The first usage of the term in this colloquial sense that I have found is perhaps in Ortega y Gasset’s Revolt of the Masses, first published in 1930 and translated into English in 1932 where he relates it to the outlook of the emerging masses, newly liberated from the culture arrested by the dead hand of the past, that views the future as entirely “open to all contingencies, constitut[ing] authentic life, the true fullness of our existence.” Revolt of the Masses (New York: W.W. Norton & Co., 1932), 34. Mannheim, in Ideology and Utopia, says in 1929: “For most people, the term “ideology” is closely bound up with Marxism,” but he does not indicate whether he means bound up with the Marxists’ use of the term (cp. Bell) or with referring to Marxism as an ideology.
[28] Daniel Bell, The End of Ideology: On the Exhaustion of Political Ideas in the Fifties, rev. ed. (New York: Collier Books, 1962), 399-400. Mannheim remarks in Ideology and Utopia (1929): “For most people, the term “ideology” is closely bound up with Marxism, and their reactions to the term are largely determined by the association.” (55)
[29] Ibid., 17. Italics in original.
[30] Erich Fromm, Marx’s Concept of Man (New York: Continuum, 1961, 1966), 5.
[31] From Part One, Chapter Three, of De Tocqueville’s The Old Regime and the French Revolution, trans. Stuart Gilbert. Doubleday Anchor Books (Garden City, N.Y.: Doubleday and Company, 1955), 10, 11. Emphasis in original.
[32] Heavenly City, 163.
[33] Ibid., 164-65.
[34] The Pursuit of the Millennium, rev. and expanded ed. (New York: Oxford University Press, 1970). The first edition was published in 1957.
[35] Ibid., 285.
[36] Ibid., 400, 401.
[37] Bell, End of Ideology, 393.
[38] The New Science of Politics, in Modernity without Restraint (Columbia, MO; University of Missouri Press, 2000), 111. “The term ‘ideology’ has come into vogue and in some respects is related to the Platonic doxa. But precisely this term has become a further source of confusion because under the pressure of what Mannheim has called [the total conception of ideology], the general suspicion of ideology, its meaning has been extended so far as to cover all types of symbols used in propositions on politics, including the symbols of theory themselves.”
[39] Callaghan et al, following Freeden, say: “For anyone familiar with debates about epistemology, or anyone who has studied the course of twentieth century politics, Mannheim’s appeal to a political truth that goes beyond ideology has no more support today than the Marxist-Leninist case for ‘scientific socialism’ as the standpoint of the proletariat.” At, 2. Eagleton’s “epistemology itself is at the moment somewhat out of fashion.” Supra, 10.